Representative Experience: Securities Law

• Preparation of quarterly, annual and special occurrence SEC filings for public companies
• Representation of public companies before SEC in various administrative matters
• Representation of underwriters in public offerings of specialized manufacturing company, medical device company
• Representation of issuers in public offerings of diversified manufacturer, equipment dealership, software company, radio holding company, research service company and retail food chain
• Representation of venture capital investors in multiple investment transactions
• Representation of seller of a portfolio of investments in fifteen limited partnerships
• Representation of trustees in ESOP transactions
• Representation of broker/dealers in investment transactions, 1934 Act issues
• Representation of issuers in private common stock, preferred stock and debt offerings
• Completed exchange offer with Luxembourg 19 holding company
• Representation of reporting companies in connection with 1934 Act reporting, Section 16, Rule 144, employee benefit plan issues, insider trading and other securities issues
• Represented buyer in acquisition of $45 million power tool manufacturing company
• Represented buyer in acquisition of $62 million custom enclosure manufacturer
• Negotiation and drafting of construction contract and major equipment contracts relating to ground up construction of $450 million paper mill
• Represented issuer in $700 million shelf registration
• Represented issuer in initial public offering of lawn service company
• Represented issuer in initial public offering of purified drinking water company
• Represented Web site developer in contracts with major corporation
• Represented natural gas public utility in various proceedings with Minnesota Public Utilities Commission
• Represented a publicly traded, Fortune 500 manufacturer in the public offering of $225 million in common stock and $250 million in debt securities.
• Initial public offering of $5 million of equity for development-stage manufacturer
• Initial public offering of $35 million of equity for national service company
• Private placement of $3 million of equity for start-up company
• Private placement of $60 million of long-term corporate debt
• Secondary offering of $55 million of cumulative convertible preferred stock for Fortune 500 company

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