Representative
Experience: Securities
Law
- Preparation of quarterly, annual and special occurrence
SEC filings for public companies
- Representation of public companies before SEC in
various administrative matters
- Representation of underwriters in public offerings
of specialized manufacturing company, medical device company
- Representation of issuers in public offerings of
diversified manufacturer, equipment dealership, software company,
radio holding company, research service company and retail food
chain
- Representation of venture capital investors in multiple
investment transactions
- Representation of seller of a portfolio of investments
in fifteen limited partnerships
- Representation of trustees in ESOP transactions
- Representation of broker/dealers in investment transactions,
1934 Act issues
- Representation of issuers in private common stock,
preferred stock and debt offerings
- Completed exchange offer with Luxembourg 19 holding
company
- Representation of reporting companies in connection
with 1934 Act reporting, Section 16, Rule 144, employee benefit
plan issues, insider trading and other securities issues
- Represented buyer in acquisition of $45 million power
tool manufacturing company
- Represented buyer in acquisition of $62 million custom
enclosure manufacturer
- Negotiation and drafting of construction contract
and major equipment contracts relating to ground up construction
of $450 million paper mill
- Represented issuer in $700 million shelf registration
- Represented issuer in initial public offering of
lawn service company
- Represented issuer in initial public offering of
purified drinking water company
- Represented Web site developer in contracts with
major corporation
- Represented natural gas public utility in various
proceedings with Minnesota Public Utilities Commission
- Represented a publicly traded, Fortune 500 manufacturer
in the public offering of $225 million in common stock and $250
million in debt securities.
- Initial public offering of $5 million of equity for
development-stage manufacturer
- Initial public offering of $35 million of equity
for national service company
- Private placement of $3 million of equity for start-up
company
- Private placement of $60 million of long-term corporate
debt
- Secondary offering of $55 million of cumulative convertible
preferred stock for Fortune 500 company
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