Securities Law

Henson & Efron securities law attorneys in our Minneapolis law firm assist clients in obtaining both equity and debt funding through private placements, initial public offerings and secondary offerings. Our lawyers also advise companies on structuring stock incentive plans. The types of securities involved run the gamut from common stock to complex senior and subordinated, convertible debt instruments. Henson & Efron also advises small and large companies with respect to SEC reporting and compliance obligations.

Securities Law Services

  • Private Placements of Equity and Debt
  • SEC Reporting and Compliance
  • Stock-Based Incentive Plan Structure and Registration
  • Venture Capital
  • Federal and State Filings for Registration of Securities and Exemption from Registration
  • Insider Trading Policies and Procedures
  • Initial Public Offerings
  • Going Private Transactions
  • Proxy Contests
  • Tender Offers
  • Secondary Offerings of Equity and Debt
  • Blue Sky Issues

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